Gordon Asset Management, LLC :: Wealth Management, Retirement Plans, Investment Advisor, Exit Planning : CODE Of Ethics

CODE Of Ethics

• Our Team
• Partners
- • Joseph M. Gordon
- • Russell B. Smith
- • David Todd Misenheimer
• Investment Team
- • Christian D. Keedy Jr.
- • Ervin Randolph Millwood III
- • Joseph Glenn Moore
• Retirement Plan Team
- • Gregory T. Rhinehardt
- • Adria Yannaccone
• Administrative/Insurance
- • Dora Kotrodimos
• Other Affiliates
- • J. Robert Stogner
• CODE Of Ethics
• Strategic Partners

CODE Of Ethics

Rather than recant our own carefully crafted code of ethics, certain partners of the firm who have their CERTIFIED FINANCIAL PLANNER™ (“CFP®”) designation, Certified Investment Management Analyst (“CIMA®”) designation, or Chartered Financial Consultant (“ChFC”) designation, through their various trade associations, respectively, are held to a certain code of ethics individually as a designee or licensee.

As a result, we have selected three of those trade organizations and their respective code of ethics which we abide by professionally, and they are attached herein in a PDF file for ease of reference and incorporated by reference hereto. Please let us know if you have any questions after reviewing each respective “code”.

IMCA Code of Ethics
- Code of Professional Responsibility
- Standards of Practice
CFP® Code of Ethics
AIF® Code of Ethics

Gordon Asset Management, is North Carolina's premier Asset Management company, specializing in Wealth Management, Retirement Plans and Exit Planning services. Located in the Research Triangle of Raleigh-Durham and Chapel Hill , Gordon Asset Management services the Triad of Greensboro, High Point and Winston-Salem as well as throughout North Carolina, East Tennessee and South Carolina.

Investment advice provided by Gordon Asset Management, LLC, a registered investment advisor with the Securities and Exchange Commission.

"Representatives registered with and securities offered through Moloney Securities Co., Inc., a registered broker/dealer, and Member of the FINRA/SIPC/MSRB. Gordon Asset Management, LLC and Moloney Securities Co., Inc. are not affiliated."